BANC BANC OF CALIFORNIA, INC.

NEUTRAL Impact: 3/10 144
Horizon days Filed May 8, 2026 Processed 1mo ago SEC 0001193125-26-212760
Form 144 — notice of proposed sale of securities
Latest settled — T+20d
BANC-PF ▼ -1.52% at T+20d
NEUTRAL call ✗ call lost -1.52% · α vs SPY -1.55% · entry $25.62 → $25.23
Next anchor: T+60d in 7w
Last close $20.17 (close Jun 12) · -21.27% from $25.62 entry
Entry anchored
May 7, 2026
via day open
T+1d
-0.16%
call -0.16% · α -0.39%
$25.58
settled 5w ago
T+5d
+0.08%
call +0.08% · α -1.39%
$25.64
settled 5w ago
T+20d
-1.52%
call -1.52% · α -1.55%
$25.23
settled 10d ago
T+60d
call — · α —
in 7w

Price Chart

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Executive Summary

Warburg Pincus LLC, a major affiliate shareholder, filed Form 144 to sell 2,640,244 shares of Banc of California common stock valued at approximately $50.6M, continuing a distribution pattern after a 4.25M-share sale in February 2026. The sale represents a material reduction but as an institutional affiliate, not management, the signal is moderate.

Actionable Insight

Track whether Warburg Pincus executes this sale in the coming days; further selling could signal a broader exit. For BANC-PF preferred holders, the common stock overhang may pressure common equity but has limited direct impact on preferred dividends.

Key Facts

  • Warburg Pincus LLC intends to sell 2,640,244 shares of Banc of California common stock.
  • Approximate market value of proposed sale: $50,613,478.
  • Shares were acquired on 11/30/2023 via merger.
  • Warburg Pincus previously sold 4,250,000 shares on 02/13/2026 for $85,000,000.
  • The filing is an advance notice of intent to sell; the sale may not occur.

Financial Impact

~$50.6M sale representing continued distribution by top shareholder

dilutionownership concentration

Risk Factors

  • Continued selling by Warburg Pincus could create near-term price pressure on common stock.
  • Lack of context on remaining holdings limits assessment of exit strategy.

Market Snapshot

Exchange
NYSE
Sector
National Commercial Banks

Documents Analyzed

This report is based on 3 SEC documents filed with EDGAR.

DocumentAccession Number
144 Filing (Primary)0001193125-26-212760
Document: 0001193125-26-212760-index.html0001193125-26-212760
Document: 0001193125-26-212760.txt0001193125-26-212760
5 reports for BANC
Performance horizon

Track record builds as more directional reports settle.

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Reports for BANC — sortable, filterable
Type Now
May 29, 2026
16d ago
144
NEUTRAL ★ 2/10
$25.20 $25.23▲ +0.12%▲ +2.87%$20.17 (−19.96%)
May 26, 2026
19d ago
144
NEUTRAL ★ 5/10
$25.27 $25.11▼ −0.63%▼ −1.10%$20.17 (−20.18%)
May 8, 2026
5w ago
144
NEUTRAL ★ 3/10
$25.62 $25.64▲ +0.08%▼ −1.39%$20.17 (−21.27%)
Apr 22, 2026
7w ago
8-K
BULLISH ★ 8/10
$25.58 $25.41▼ −0.66%▼ −2.14%$20.17 (−21.15%)
Mar 26, 2026
11w ago
DEFA14A
NEUTRAL ★ 3/10
$24.94 $25.11▲ +0.68%▼ −3.18%$20.17 (−19.13%)
Showing 5 of 5

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