CAT CATERPILLAR INC

BEARISH Impact: 5/10 ANALYST-DOWNGRADE
Processed 1mo ago SEC analyst-CAT-morganst-20241014
3 firms acted on CAT: Morgan Stanley, Raymond James, Citigroup
Final — all horizons settled through T+60d
CAT ▼ -10.10% at T+60d
SHORT call ✓ call won +10.10% · α vs SPY +9.55% · entry $393.99 → $354.19
Last close $915.64 (close Jun 8) · -132.40% from $393.99 entry (call sign-flipped)
Entry anchored
Oct 11, 03:59 PM ET
via Databento tick
T+1d
-1.62%
call +1.62% · α +0.85%
$387.59
settled 20mo ago
T+5d
-0.89%
call +0.89% · α +0.79%
$390.48
settled 20mo ago
T+20d
+0.64%
call -0.64% · α +1.84%
$396.50
settled 19mo ago
T+60d
-10.10%
call +10.10% · α +9.55%
$354.19
settled 17mo ago

Price Chart

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Executive Summary

Morgan Stanley downgraded Caterpillar (CAT) from Equal-Weight to Underweight on October 14, 2024, slashing its price target from $349 to $332. This is a deeply contrarian call against a consensus that is 69% Buy/Strong Buy (18 of 34 analysts) with a mean target of $772, implying 13% downside from the current price of $890. Morgan Stanley's 55% accuracy on 4,993 calls is slightly above average, but its average return of 4.3% is below the peer average of 5.5%. The downgrade comes amid zero upgrades or downgrades in the past 30 days, but EPS revisions have been trending up: +1.4% for the current quarter and +1.0% for the next fiscal year. Insider selling has been heavy — five executives sold over $33 million in February and March 2026 — while institutional flows are mixed: FMR added 29.6% and 74.1% in separate funds, but TWO SIGMA nearly exited (-93.3%) and NORGES BANK fully exited. Short interest is elevated at 61.4% of off-exchange volume, signaling bearish positioning. The bottom line: Morgan Stanley's bearish call is a high-conviction contrarian bet against a bullish consensus, but the firm's below-average return and the upward EPS revision trend weaken the signal.

Impact Score

Base Score
3/7
LLM Adjustment
+2
Final Score
5/10

Consensus & Targets

Buy / Strong Buy
18 (53%)
Hold
14
Sell / Strong Sell
2
Total Analysts
26
Mean PT
$772.18
Median PT
$781.47
High PT
$960.00
Low PT
$430.00
Current Price
$890.11
Implied Upside
-13.2%

Consensus: 8 Strong Buy, 10 Buy, 14 Hold, 2 Sell, 0 Strong Sell — total 34 analysts. 69% are bullish (Buy/Strong Buy), 41% are neutral (Hold), and 6% are bearish (Sell). The consensus is heavily skewed to the buy side, making Morgan Stanley's downgrade a clear outlier.

Current price: $890.11. Mean target: $772.18 (13% downside). Median: $781.47. High: $960 (8% upside). Low: $430 (52% downside). Morgan Stanley's $332 target is 57% below the mean and 63% below the current price — the most bearish on the street by a wide margin.

Recent Analyst Activity

DateFirmActionRatingPrice Target
2024-10-14 JP Morgan maintain Overweight $500.00
2024-10-14 Morgan Stanley downgrade Underweight $332.00
2024-10-09 Citigroup maintain Buy $445.00
2024-10-09 Truist Securities maintain Buy $456.00
2024-09-30 B of A Securities maintain Buy $434.00
2024-08-19 Evercore ISI Group maintain In-Line $321.00
2024-08-07 B of A Securities maintain Buy $376.00
2024-08-07 Barclays maintain Equal-Weight $335.00
2024-08-07 UBS maintain Sell $285.00
2024-08-07 Truist Securities reiterate Buy $399.00

30-day analyst activity: 0 upgrades, 0 downgrades. EPS revisions: 9 up vs 3 down for the current quarter, 5 up vs 4 down for next quarter, and 10 up vs 3 down for next fiscal year. Estimates are being revised higher, which contradicts Morgan Stanley's bearish stance.

Firm Track Record — Morgan Stanley

Morgan Stanley accuracy: 55% on 4993 calls | avg return: 4.3%

Industry benchmark: mean 51% ± 11%. Top tier: ≥61% (mean + 1σ). Based on 4 firms with ≥5 scored calls.

FirmAccuracyCallsAvg Returnvs Average
B of A Securities 50% 1/2 9.4% below average
Citigroup 50% 1/2 5.8% below average
JP Morgan 50% 1/2 -2.4% below average
Truist Securities 50% 1/2 8.6% below average

Morgan Stanley has a 55% accuracy rate on 4,993 calls, slightly above the average of 50% for firms covering CAT. However, its average return of 4.3% is below the peer average of 5.5%. Among firms covering CAT, B of A Securities (50% on 2 calls) and Citigroup (50% on 2 calls) have lower accuracy, while no firm has a track record above 55%.

Earnings Estimates

PeriodEPS Est.EPS RangeRevenueRevisions (7d)
+1q $5.72 $5.38 — $6.14 $18.2B ↑4 ↓0
+1y $27.98 $24.73 — $32.25 $80.4B ↑3 ↓0
0y $23.00 $23.00 — $23.00 $73.8B ↑3 ↓0
0q $4.64 $4.18 — $5.20 $16.4B ↑2 ↓0

Cross-Platform Signals

Insider Trades (90d)
0 buys / 5 sells
Congressional
Jared Moskowitz (democrat) — sell $1,001 - $15,000
Institutional
FMR LLC — add (29.6%)
Institutional
TWO SIGMA INVESTMENTS, LP — near_exit (-93.3%)
Institutional
FMR LLC — add (74.1%)
Short Interest
Short: 512,421 | Exempt: 2,765 | TRF Vol: 834,263 | Short Ratio: 61.4% | Off-exchange volume (dark pool + OTC)

Insider selling is heavy: five executives sold over $33 million in February and March 2026, including $16.3M by Bob De Lange. Congressional activity: one sell by Rep. Jared Moskowitz ($1K-$15K). Institutional flows are mixed: FMR added 29.6% and 74.1% in two funds, but TWO SIGMA nearly exited (-93.3%) and NORGES BANK fully exited. Short interest is 61.4% of off-exchange volume, indicating elevated bearish positioning. The insider selling and short interest converge with Morgan Stanley's bearish call, but the upward EPS revisions and FMR's buying diverge.

Actionable Insight

Morgan Stanley's downgrade is a high-conviction contrarian call, but the upward EPS revision trend and mixed institutional flows suggest caution. Traders should watch for further insider selling and short interest increases to confirm the bearish thesis.

Documents Analyzed

Report based on filing metadata.

14 reports for CAT
Performance horizon

Track record builds as more directional reports settle.

Filters
Rows
Reports for CAT — sortable, filterable
Type Now
Jun 1, 2026
9d ago
ANALYST-DOWNGRADE
BEARISH ★ 5/10
$393.99 $390.48▲ +0.89%▲ +0.79%$915.64 (−132.40%)
May 15, 2026
25d ago
Insider Cluster
NEUTRAL ★ 2/10
$863.61 $907.78▲ +5.11%▲ +3.50%$915.64 (+6.03%)
May 6, 2026
5w ago
Insider Cluster
NEUTRAL ★ 3/10
$926.61 $901.93▼ −2.66%▼ −3.83%$915.64 (−1.18%)
May 6, 2026
5w ago
Insider Cluster
NEUTRAL ★ 3/10
$926.61 $901.93▼ −2.66%▼ −3.83%$915.64 (−1.18%)
May 4, 2026
5w ago
Insider Cluster
NEUTRAL ★ 3/10
$874.80 $925.99▲ +5.85%▲ +2.92%$915.64 (+4.67%)
May 4, 2026
5w ago
Insider Cluster
NEUTRAL ★ 4/10
$874.80 $925.99▲ +5.85%▲ +2.92%$915.64 (+4.67%)
May 4, 2026
5w ago
Insider Cluster
NEUTRAL ★ 2/10
$874.80 $925.99▲ +5.85%▲ +2.92%$915.64 (+4.67%)
May 4, 2026
5w ago
Insider Cluster
NEUTRAL ★ 2/10
$874.80 $925.99▲ +5.85%▲ +2.92%$915.64 (+4.67%)
May 4, 2026
5w ago
Insider Cluster
NEUTRAL ★ 2/10
$874.80 $925.99▲ +5.85%▲ +2.92%$915.64 (+4.67%)
May 1, 2026
5w ago
ANALYST-DOWNGRADE
BEARISH ★ 5/10
$393.99 $390.48▲ +0.89%▲ +0.79%$915.64 (−132.40%)
Showing 10 of 14

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