COHN Cohen & Co Inc.
Price Chart
Executive Summary
The SEC declared effective Cohen & Co Inc.'s S-3 shelf registration (File No. 333-295997) on June 2, 2026. This allows the resale of 600,000 common shares by insider Daniel G. Cohen and the DGC Family Fintech Trust, representing ~23.9% dilution potential against the $29M market cap. The company receives no proceeds from any sales under this shelf.
Actionable Insight
The shelf is now live, enabling insider selling at any time. Monitor for a takedown notice or Form 4 filings indicating sales. The 23.9% dilution overhang is material for a $29M market cap stock and could pressure the stock until the overhang is absorbed or expires.
Key Facts
- S-3 shelf declared effective on June 2, 2026 (File No. 333-295997).
- Shelf registers 600,000 shares of common stock for resale by insiders Daniel G. Cohen and DGC Family Fintech Trust.
- Shares were issued on May 15, 2026 upon redemption of 6,000,000 units of the operating subsidiary.
- Company receives no proceeds from any sales under this shelf.
- 600,000 shares represent ~23.9% dilution against the ~$29M market cap.
- Effectiveness follows the S-3 filing on May 18, 2026 (16 days prior).
Financial Impact
Potential overhang of 600,000 shares (~23.9% of current shares outstanding) with no proceeds to the company.
Risk Factors
- Insider selling overhang could depress share price.
- No proceeds to company — dilutive without capital benefit.
- Historical calibration shows poor T+20 outcomes for this ticker (avg -9.12% on prior calls).
Market Snapshot
Documents Analyzed
This report is based on 3 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| EFFECT Filing (Primary) | 9999999995-26-001852 |
| Document: 9999999995-26-001852-index.html | 9999999995-26-001852 |
| Document: 9999999995-26-001852.txt | 9999999995-26-001852 |
Track record builds as more directional reports settle.
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
|
Jun 3, 2026
10d ago
|
EFFECT
| $11.29 $11.41 | ▼ −1.06% | ▼ −0.66% | $12.44 (−10.19%) |
|
May 18, 2026
25d ago
|
S-3
| $11.00 $11.26 | ▼ −2.36% | ▼ −1.32% | $12.44 (−13.09%) |
|
May 1, 2026
6w ago
|
Press Release
| $18.42 $15.26 | ▼ −17.16% | ▼ −16.81% | $12.44 (−32.46%) |
|
Mar 6, 2026
14w ago
|
Press Release
| $18.70 $16.34 | ▼ −12.63% | ▼ −13.47% | $12.44 (−33.48%) |
|
Mar 4, 2026
14w ago
|
Press Release
| $13.72 $18.70 | ▲ +36.27% | ▲ +37.58% | $12.44 (−9.36%) |
US Market Status
Subscribe to SecBot
Get Real-Time SEC Filing Intelligence
Comprehensive SEC filing analysis delivered the moment filings hit EDGAR. Sentiment scoring, impact analysis, and actionable insights for every material event.
Try SecBot Free Coming soon: SecBot Pro with alerts, watchlists, and API access