EROC ERock, Inc.
Price Chart
Executive Summary
John E. Carrington filed a Form 3 initial statement of beneficial ownership with the SEC, disclosing his holdings in ERock, Inc. (EROC) as CEO and Director. The filing is a routine administrative requirement for new insiders and contains no material financial or operational information.
Actionable Insight
This is a routine initial insider ownership filing with no trading activity or corporate event. Monitor future Form 4 filings for any open-market purchases or sales by Carrington, which would provide more actionable signals.
Key Facts
- John E. Carrington filed a Form 3 initial statement of beneficial ownership on June 9, 2026.
- Carrington serves as Chief Executive Officer and Director of ERock, Inc.
- The filing discloses direct and indirect holdings of Class A Common Stock and Class M Units in ER Holdings.
- Direct holdings: 644,002 shares of Class A Common Stock and 11,349,822 Class M Units.
- Indirect holdings: 516,713 shares of Class A Common Stock held by a trust (spouse as trustee).
- Class M Units are profits interests convertible into Class B Units, which are exchangeable 1:1 for Class A Common Stock or cash.
- Vesting schedules: 353,828 Class M Units vested; remaining vest in 6 equal monthly installments through Nov 2026. Another 1,891,635 vested; remaining vest in 30 equal monthly installments through Nov 2028.
- The filing includes a Power of Attorney authorizing Ian Blakely and Davis Zapffe to file Section 16 reports on Carrington's behalf.
Financial Impact
No financial impact — the filing discloses existing beneficial ownership with no transaction or change in position.
Risk Factors
- No material risks identified from this filing.
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (Primary) | 0001193125-26-264588 |
| Document: 0001193125-26-264588-index-headers.html | 0001193125-26-264588 |
| Document: 0001193125-26-264588-index.html | 0001193125-26-264588 |
| Document: 0001193125-26-264588.txt | 0001193125-26-264588 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
|
Jun 10, 2026
2d ago
|
424B4
| $18.71 awaiting T+20 | awaiting T+20 | — | $16.95 (−9.41%) |
|
Jun 10, 2026
3d ago
|
EFFECT
| $20.10 awaiting T+20 | awaiting T+20 | — | $16.95 (−15.67%) |
|
Jun 10, 2026
3d ago
|
3
| $20.10 awaiting T+20 | awaiting T+20 | — | $16.95 (−15.67%) |
|
Jun 10, 2026
3d ago
|
3
| $20.10 awaiting T+20 | awaiting T+20 | — | $16.95 (−15.67%) |
|
Jun 10, 2026
3d ago
|
3
| $20.10 awaiting T+20 | awaiting T+20 | — | $16.95 (−15.67%) |
|
Jun 10, 2026
3d ago
|
3
| $20.10 awaiting T+20 | awaiting T+20 | — | $16.95 (−15.67%) |
|
Jun 10, 2026
3d ago
|
3
| $20.10 awaiting T+20 | awaiting T+20 | — | $16.95 (−15.67%) |
|
Jun 5, 2026
7d ago
|
S-1/A
| — | awaiting T+20 | — | — |
|
Jun 1, 2026
12d ago
|
S-1/A
| — | awaiting T+20 | — | — |
|
May 26, 2026
18d ago
|
S-1/A
| — | awaiting T+20 | — | — |
US Market Status
Subscribe to SecBot
Get Real-Time SEC Filing Intelligence
Comprehensive SEC filing analysis delivered the moment filings hit EDGAR. Sentiment scoring, impact analysis, and actionable insights for every material event.
Try SecBot Free Coming soon: SecBot Pro with alerts, watchlists, and API access