LOB Live Oak Bancshares, Inc.

NEUTRAL Impact: 1/10 144
Horizon days Filed Jun 4, 2026 Processed 8d 23h ago SEC 0001959173-26-004326
Form 144 — notice of proposed sale of securities
Latest settled — T+1d ⚠ clustered
LOB-PA ▲ +0.10% at T+1d
NEUTRAL call ✓ call won +0.10% · α vs SPY +2.67% · entry $25.14 → $25.16
Next anchor: T+5d due 2d ago
Currently $39.03 · +55.28% from $25.14 entry
Entry anchored
Jun 4, 2026
via day open
T+1d
+0.10%
call +0.10% · α +2.67%
$25.16
settled 8d ago
T+5d
call — · α —
due 2d ago
T+20d
call — · α —
in 20d
T+60d
call — · α —
in 3mo

Price Chart

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Executive Summary

James S. Mahan III, a director and/or officer of Live Oak Bancshares, filed a Form 144 to sell 10,000 common shares worth approximately $367,000 through Fidelity. This filing reflects intent to sell, not a completed transaction, and follows a pattern of nearly identical monthly 10,000-share sales in the James S. Mahan Rev Trust since March 2026, suggesting a systematic diversification plan rather than a one-off informed trade. The dollar value is modest for a preferred-stock holder, and the repeated pattern reduces any singular signal.

Actionable Insight

This is a routine 144 filing consistent with a pre-existing pattern of monthly 10,000-share sales by the same trust. It carries minimal incremental signal for the preferred shares (LOB-PA). No immediate trading action is warranted; monitor for any unexpected acceleration or a sale at a materially different price or volume that would break the established pattern.

Key Facts

  • Insider James S. Mahan III filed Form 144 to sell 10,000 common shares of Live Oak Bancshares, Inc. (LOB-PA).
  • Approximate aggregate dollar value of the proposed sale is $367,000.
  • The proposed sale is through Fidelity Brokerage Services LLC.
  • Mahan is listed as both Officer and Director.
  • This is part of a recurring monthly pattern: similar 10,000-share sales by the James S. Mahan Rev Trust have been recorded in March, May, and June 2026, with 11 similar transactions in the past 3 months.

Financial Impact

$367,000 proposed sale — negligible relative to the bank's total equity and market cap. The pattern of $329k–$377k monthly sales suggests a pre-arranged diversification program.

dilution

Risk Factors

  • Preferred-share holders (LOB-PA) have limited exposure to common-share insider activity; the sale does not directly affect dividend coverage or credit quality.
  • The recurring nature of these sales reduces the likelihood of a negative informational signal.

Market Snapshot

Exchange
NYSE
Sector
State Commercial Banks

Documents Analyzed

This report is based on 3 SEC documents filed with EDGAR.

DocumentAccession Number
144 Filing (Primary)0001959173-26-004326
Document: 0001959173-26-004326-index.html0001959173-26-004326
Document: 0001959173-26-004326.txt0001959173-26-004326
14 reports for LOB
Performance horizon

Track record builds as more directional reports settle.

Filters
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Reports for LOB — sortable, filterable
Type Now
Jun 11, 2026
1d ago
144
NEUTRAL ★ 3/10
$38.67 awaiting T+1awaiting T+1$39.03 (+0.93%)
Jun 4, 2026
8d ago
144
NEUTRAL ★ 1/10
$25.14 $25.16▲ +0.10%▲ +2.67%$39.03 (+55.28%)
Jun 3, 2026
9d ago
144
NEUTRAL ★ 2/10
$25.14 $25.16▲ +0.10%▲ +2.67%$39.03 (+55.28%)
May 27, 2026
16d ago
144
NEUTRAL ★ 3/10
$25.35 $25.50▲ +0.59%▲ +0.05%$39.03 (+53.96%)
May 21, 2026
22d ago
144
NEUTRAL ★ 2/10
$25.28 $25.34▲ +0.24%▼ −0.21%$39.03 (+54.39%)
May 20, 2026
23d ago
144
NEUTRAL ★ 2/10
$25.27 $25.28▲ +0.04%▼ −0.15%$39.03 (+54.45%)
May 19, 2026
24d ago
8-K
NEUTRAL ★ 3/10
$24.75 $24.76▲ +0.04%▼ −0.15%$39.03 (+57.69%)
May 14, 2026
29d ago
144
NEUTRAL ★ 2/10
$24.77 $24.74▼ −0.11%▼ −0.05%$39.03 (+57.57%)
May 13, 2026
4w ago
144
NEUTRAL ★ 3/10
$25.31 $25.22▼ −0.34%▼ −1.11%$39.03 (+54.24%)
Apr 30, 2026
6w ago
144
NEUTRAL ★ 2/10
$25.32 $25.34▲ +0.08%▼ −0.14%$39.03 (+54.15%)
Showing 10 of 14

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