NEWTH NewtekOne, Inc.

NEUTRAL Impact: 3/10 8-K
Horizon weeks Filed Apr 3, 2026 Processed 2mo ago SEC 0001628280-26-023604
8-K context-dependent: Items 5.02
Latest settled — T+20d
NEWTH ▲ +0.92% at T+20d
NEUTRAL call ✓ call won +0.92% · α vs SPY -8.06% · entry $25.03 → $25.26
Next anchor: T+60d in 20d
Last close $25.22 (close Jun 8) · +0.76% from $25.03 entry
Entry anchored
Mar 30, 03:54 PM ET
via Databento tick
T+1d
+0.58%
call +0.58% · α +0.52%
$25.18
settled 2mo ago
T+5d
+2.64%
call +2.64% · α -1.50%
$25.69
settled 2mo ago
T+20d
+0.92%
call +0.92% · α -8.06%
$25.26
settled 6w ago
T+60d
—
call — · α —
—
in 20d

Price Chart

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Executive Summary

NewtekOne, Inc. renewed one-year employment agreements with its CEO Barry Sloane, CFO Frank DeMaria, Chief Legal Officer Michael Schwartz, and subsidiary bank President Peter Downs. Terms for Sloane remain unchanged, while the others include a non-renewal payment equal to one year of base compensation.

Actionable Insight

No immediate financial impact, but traders should monitor upcoming 10-Q for full compensation details and watch for any changes in leadership stability. The renewal of top executives provides continuity, though the added non-renewal payments increase potential exit costs.

Key Facts

  • Employment agreements renewed for CEO Barry Sloane, CFO Frank DeMaria, Chief Legal Officer Michael Schwartz, and Newtek Bank President Peter Downs
  • Sloane's agreement terms remain unchanged from prior filing
  • DeMaria, Schwartz, and Downs agreements include a non-renewal payment equal to one year of base compensation
  • Full agreements to be filed in next 10-Q; change in control agreements remain unchanged

Financial Impact

Potential future liability of one year of base compensation for DeMaria, Schwartz, and Downs if not renewed

executive compensationpotential severance liability

Risk Factors

  • Increased severance liability if DeMaria, Schwartz, or Downs are not retained beyond next term
  • Potential for future compensation adjustments not yet disclosed

Market Snapshot

Exchange
Nasdaq
Sector
National Commercial Banks

Documents Analyzed

This report is based on 4 SEC documents filed with EDGAR.

DocumentAccession Number
8-K Filing (Primary)0001628280-26-023604
Document: 0001628280-26-023604-index-headers.html0001628280-26-023604
Document: 0001628280-26-023604-index.html0001628280-26-023604
Document: 0001628280-26-023604.txt0001628280-26-023604
2 reports for NEWTH
Performance horizon

Track record builds as more directional reports settle.

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Reports for NEWTH — sortable, filterable
Type Now
Apr 6, 2026
9w ago
8-K
BULLISH ★ 8/10
$25.18 $25.26▲ +0.34%▼ −9.44%$25.22 (+0.18%)
Apr 3, 2026
9w ago
8-K
NEUTRAL ★ 3/10
$25.03 $25.26▲ +0.92%▼ −8.06%$25.22 (+0.76%)
Showing 2 of 2

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