NTHI NEONC TECHNOLOGIES HOLDINGS, INC.

NEUTRAL Impact: 3/10 10-K/A
Horizon weeks Filed May 5, 2026 Processed 1mo ago SEC 0001829126-26-004495
Amended annual report (potential restatement)
Latest settled — T+20d
NTHI ▼ -8.22% at T+20d
NEUTRAL call ✗ call lost -8.22% · α vs SPY -13.17% · entry $4.99 → $4.58
Next anchor: T+60d in 6w
Last close $4.75 (close Jun 12) · -4.81% from $4.99 entry
Entry anchored
May 5, 2026
via day open
T+1d
+6.41%
call +6.41% · α +5.03%
$5.31
settled 6w ago
T+5d
+10.42%
call +10.42% · α +8.44%
$5.51
settled 5w ago
T+20d
-8.22%
call -8.22% · α -13.17%
$4.58
settled 12d ago
T+60d
call — · α —
in 6w

Price Chart

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Executive Summary

NeOnc Technologies Holdings filed Amendment No. 1 to its 2025 10-K solely to add Part III information (Items 10-14) that was previously omitted under General Instruction G(3). The amendment includes director/officer biographies, executive compensation, beneficial ownership, related-party transactions, and auditor fees. No financial statements were restated, and no error corrections were made.

Actionable Insight

This is a purely administrative amendment adding corporate governance disclosures. No financial restatement or material event. Monitor for any subsequent filings that could signal operational or financial changes.

Key Facts

  • Amendment adds Part III items (10-14) previously omitted from the original 10-K filed March 31, 2026
  • No restatement of financial statements or error corrections
  • CEO Amir Heshmatpour beneficially owns 27.2% of shares; directors and executive officers as a group own 53.9%
  • Cinctive Global Master Fund holds a 5.2% stake
  • Non-employee directors received $443,000 each in stock awards in FY2025
  • Audit fees were $304,622 for FY2025 (CBIZ CPAs) vs $322,905 for FY2024 (Marcum LLP)
  • Multiple late Form 3/4 filings by officers noted
  • Related-party transactions include $2.5M upfront payment to AFH Holding (controlled by CEO) and $10M line of credit from HCWG LLC

Financial Impact

No new financial data; amendment adds governance and compensation disclosures only

Risk Factors

  • Concentrated insider ownership (53.9% by directors and officers) creates governance risk
  • Multiple late insider filings suggest compliance weaknesses
  • Extensive related-party transactions with CEO-controlled entities raise conflict-of-interest concerns

Market Snapshot

Exchange
Nasdaq
Sector
Pharmaceutical Preparations
Analyst Consensus
86% bullish (7 analysts)

Documents Analyzed

This report is based on 6 SEC documents filed with EDGAR.

DocumentAccession Number
10-K/A Filing (Primary)0001829126-26-004495
Document: neonctechnologies_ex31-2.htm0001829126-26-004495
Document: neonctechnologies_ex31-1.htm0001829126-26-004495
Document: 0001829126-26-004495-index-headers.html0001829126-26-004495
Document: 0001829126-26-004495-index.html0001829126-26-004495
Document: 0001829126-26-004495.txt0001829126-26-004495
17 reports for NTHI
Performance horizon
100% Hit rate 7 of 7 directional calls best @ T+20▲ +27.87%Apr 3, 2026
Filters
Rows
Reports for NTHI — sortable, filterable
Type Now
Jun 12, 2026
3d ago
8-K
BEARISH ★ 6/10
$4.55 awaiting T+5awaiting T+5$4.75 (−4.40%)
May 18, 2026
27d ago
8-K
MIXED ★ 5/10
$5.48 $4.84▼ −11.77%▼ −14.07%$4.75 (−13.32%)
May 18, 2026
27d ago
Press Release
BEARISH ★ 6/10
$5.34 $5.14▲ +3.75%▲ +5.36%$4.75 (+11.05%)
May 5, 2026
5w ago
10-K/A
NEUTRAL ★ 3/10
$4.99 $5.51▲ +10.42%▲ +8.44%$4.75 (−4.81%)
Apr 24, 2026
7w ago
8-K
BEARISH ★ 7/10
$4.61 $4.14▲ +10.20%▲ +10.60%$4.75 (−3.04%)
Apr 23, 2026
7w ago
Insider Cluster
NEUTRAL ★ 2/10
$4.30 $5.31▲ +23.49%▲ +20.38%$4.75 (+10.47%)
Apr 23, 2026
7w ago
Insider Cluster
MIXED ★ 6/10
$4.79 $4.30▼ −10.23%▼ −11.71%$4.75 (−0.84%)
Apr 17, 2026
8w ago
EFFECT
NEUTRAL ★ 4/10
$5.34 $4.78▼ −10.49%▼ −11.04%$4.75 (−11.05%)
Apr 16, 2026
8w ago
8-K
BULLISH ★ 7/10
$5.34 $4.78▼ −10.49%▼ −11.04%$4.75 (−11.05%)
Apr 16, 2026
8w ago
424B5
BEARISH ★ 7/10
$5.34 $4.78▲ +10.49%▲ +11.04%$4.75 (+11.05%)
Showing 10 of 17

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