NTHI NEONC TECHNOLOGIES HOLDINGS, INC.

BEARISH Impact: 7/10 424B5
Horizon immediate Filed Apr 10, 2026 Processed 2mo ago SEC 0001829126-26-003400
Notable filing: 424B5
Latest settled — T+20d ⚠ clustered
NTHI ▲ +3.77% at T+20d
SHORT call ✗ call lost -3.77% · α vs SPY +3.95% · entry $5.30 → $5.50
Next anchor: T+60d in 24d
Currently $4.75 · +10.38% from $5.30 entry (call sign-flipped)
Entry anchored
Apr 10, 03:57 PM ET
via Databento tick
T+1d
+1.70%
call -1.70% · α -0.49%
$5.39
settled 2mo ago
T+5d
-2.55%
call +2.55% · α +5.84%
$5.17
settled 8w ago
T+20d
+3.77%
call -3.77% · α +3.95%
$5.50
settled 5w ago
T+60d
call — · α —
in 24d

Price Chart

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Executive Summary

NEONC Technologies Holdings (NTHI) has launched an at-the-market (ATM) equity offering of up to $75 million in common stock, following a $10 million PIPE financing and recent earnings. The company plans to use $7 million of the proceeds to cover tax liabilities from stock vesting, with the remainder funding clinical trials and general corporate purposes. This follows a recent S-3 shelf registration and comes alongside positive but early-stage clinical updates.

Actionable Insight

The immediate need to use $7 million of the offering proceeds to cover tax liabilities from stock vesting highlights significant financial pressure. Despite recent positive clinical updates, the substantial increase in net losses and the need for continuous capital raises suggest ongoing operational challenges. Traders should monitor the pace of stock sales under this ATM program, as rapid issuance could create significant downward pressure on the stock price.

Key Facts

  • Company is conducting an at-the-market (ATM) offering of up to $75,000,000 in common stock
  • Recent $10 million PIPE financing was secured, anchored by Cinctive Capital
  • Q4 2025 net loss was $62.1 million, compared to $11.9 million in Q4 2024
  • Proceeds of $7 million will be used to satisfy withholding tax obligations on vested restricted stock
  • Company has a negative net tangible book value of $(19.3) million as of December 31, 2025
  • Clinical updates include completion of Phase 1 for NEO212 and full enrollment in the NEO100 Phase 2a trial

Financial Impact

Up to $75 million in gross proceeds from the ATM offering, with $7 million allocated to cover tax liabilities from stock vesting. The offering will dilute existing shareholders by $3.89 per share.

dilutioncashFlowdebttaxLiabilities

Risk Factors

  • Significant dilution to existing shareholders from the $75 million ATM offering
  • Company has a negative net tangible book value of $(19.3) million
  • Q4 2025 net loss of $62.1 million represents a substantial increase from $11.9 million in Q4 2024
  • Proceeds of $7 million will be used to cover tax liabilities rather than R&D or operations

Market Snapshot

Exchange
Nasdaq
Sector
Pharmaceutical Preparations

Documents Analyzed

This report is based on 4 SEC documents filed with EDGAR.

DocumentAccession Number
424B5 Filing (Primary)0001829126-26-003400
Document: 0001829126-26-003400-index-headers.html0001829126-26-003400
Document: 0001829126-26-003400-index.html0001829126-26-003400
Document: 0001829126-26-003400.txt0001829126-26-003400
17 reports for NTHI
Performance horizon
100% Hit rate 6 of 6 directional calls best @ T+20▲ +27.87%Apr 3, 2026
Filters
Rows
Reports for NTHI — sortable, filterable
Type Now
Jun 12, 2026
1d ago
8-K
BEARISH ★ 6/10
$4.55 awaiting T+5awaiting T+5$4.75 (−4.40%)
May 18, 2026
25d ago
8-K
MIXED ★ 5/10
$5.48 $4.84▼ −11.77%▼ −14.07%$4.75 (−13.32%)
May 18, 2026
25d ago
Press Release
BEARISH ★ 6/10
$5.34 $5.14▲ +3.75%▲ +5.36%$4.75 (+11.05%)
May 5, 2026
5w ago
10-K/A
NEUTRAL ★ 3/10
$4.99 $5.51▲ +10.42%▲ +8.44%$4.75 (−4.81%)
Apr 24, 2026
7w ago
8-K
BEARISH ★ 7/10
$4.61 $4.14▲ +10.20%▲ +10.60%$4.75 (−3.04%)
Apr 23, 2026
7w ago
Insider Cluster
NEUTRAL ★ 2/10
$4.30 $5.31▲ +23.49%▲ +20.38%$4.75 (+10.47%)
Apr 23, 2026
7w ago
Insider Cluster
MIXED ★ 6/10
$4.79 $4.30▼ −10.23%▼ −11.71%$4.75 (−0.84%)
Apr 17, 2026
8w ago
EFFECT
NEUTRAL ★ 4/10
$5.34 $4.78▼ −10.49%▼ −11.04%$4.75 (−11.05%)
Apr 16, 2026
8w ago
8-K
BULLISH ★ 7/10
$5.34 $4.78▼ −10.49%▼ −11.04%$4.75 (−11.05%)
Apr 16, 2026
8w ago
424B5
BEARISH ★ 7/10
$5.34 $4.78▲ +10.49%▲ +11.04%$4.75 (+11.05%)
Showing 10 of 17

US Market Status

Market Closed — Opens Mon (49h 37m)

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