NTHI NEONC TECHNOLOGIES HOLDINGS, INC.

BEARISH Impact: 7/10 8-K
Horizon weeks Filed Apr 24, 2026 Processed 1mo ago SEC 0001829126-26-003882
Killer combo: Material agreement + unregistered equity (likely PIPE/convertible)
Latest settled — T+20d ⚠ clustered
NTHI ▲ +11.50% at T+20d
SHORT call ✗ call lost -11.50% · α vs SPY -6.54% · entry $4.61 → $5.14
Next anchor: T+60d in 5w
Currently $4.75 · -3.04% from $4.61 entry (call sign-flipped)
Entry anchored
Apr 24, 03:59 PM ET
via Databento tick
T+1d
-6.51%
call +6.51% · α +6.02%
$4.31
settled 7w ago
T+5d
-10.20%
call +10.20% · α +10.60%
$4.14
settled 6w ago
T+20d
+11.50%
call -11.50% · α -6.54%
$5.14
settled 22d ago
T+60d
call — · α —
in 5w

Price Chart

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Executive Summary

NEONC Technologies Holdings has entered into a fourth securities purchase agreement, raising $2 million through the sale of 277,777 shares at $7.20 per share and accompanying warrants exercisable at $9.00 per share. This follows a series of recent capital raises, including a $10 million PIPE and multiple S-3 shelf registrations, indicating ongoing funding needs for its NEO216 preclinical trials.

Key Financial Metrics

Offering Size
$2.0M

Actionable Insight

Monitor upcoming Form S-3 filing to register resale of these securities, which could increase near-term selling pressure. The repeated capital raises suggest persistent funding needs for clinical development, which may continue to dilute shareholders if successful trials require further financing.

Key Facts

  • Raised $2 million via private placement of 277,777 shares at $7.20 per share
  • Issued five-year warrants to purchase 277,777 shares at $9.00 per share
  • Proceeds to fund NEO216 preclinical trials
  • Follows $10 million PIPE financing and multiple S-3 shelf registrations within the past month
  • Recent insider buying activity (7 buys totaling $334K in 30 days)

Financial Impact

$2 million raised at $7.20 per share with 277,777 shares issued, representing significant dilution

dilutioncashequity

Risk Factors

  • Significant shareholder dilution from repeated capital raises
  • Potential downward pressure on stock price when resale registration becomes effective
  • Risk of insufficient funding for clinical trials despite recent raises

Market Snapshot

Exchange
Nasdaq
Sector
Pharmaceutical Preparations

Documents Analyzed

This report is based on 6 SEC documents filed with EDGAR.

DocumentAccession Number
8-K Filing (Primary)0001829126-26-003882
Document: neonctechnologies_ex4-1.htm0001829126-26-003882
Document: neonctechnologies_8k.htm0001829126-26-003882
Document: 0001829126-26-003882-index-headers.html0001829126-26-003882
Document: 0001829126-26-003882-index.html0001829126-26-003882
Document: 0001829126-26-003882.txt0001829126-26-003882
17 reports for NTHI
Performance horizon
100% Hit rate 6 of 6 directional calls best @ T+20▲ +27.87%Apr 3, 2026
Filters
Rows
Reports for NTHI — sortable, filterable
Type Now
Jun 12, 2026
1d ago
8-K
BEARISH ★ 6/10
$4.55 awaiting T+5awaiting T+5$4.75 (−4.40%)
May 18, 2026
25d ago
8-K
MIXED ★ 5/10
$5.48 $4.84▼ −11.77%▼ −14.07%$4.75 (−13.32%)
May 18, 2026
26d ago
Press Release
BEARISH ★ 6/10
$5.34 $5.14▲ +3.75%▲ +5.36%$4.75 (+11.05%)
May 5, 2026
5w ago
10-K/A
NEUTRAL ★ 3/10
$4.99 $5.51▲ +10.42%▲ +8.44%$4.75 (−4.81%)
Apr 24, 2026
7w ago
8-K
BEARISH ★ 7/10
$4.61 $4.14▲ +10.20%▲ +10.60%$4.75 (−3.04%)
Apr 23, 2026
7w ago
Insider Cluster
NEUTRAL ★ 2/10
$4.30 $5.31▲ +23.49%▲ +20.38%$4.75 (+10.47%)
Apr 23, 2026
7w ago
Insider Cluster
MIXED ★ 6/10
$4.79 $4.30▼ −10.23%▼ −11.71%$4.75 (−0.84%)
Apr 17, 2026
8w ago
EFFECT
NEUTRAL ★ 4/10
$5.34 $4.78▼ −10.49%▼ −11.04%$4.75 (−11.05%)
Apr 16, 2026
8w ago
8-K
BULLISH ★ 7/10
$5.34 $4.78▼ −10.49%▼ −11.04%$4.75 (−11.05%)
Apr 16, 2026
8w ago
424B5
BEARISH ★ 7/10
$5.34 $4.78▲ +10.49%▲ +11.04%$4.75 (+11.05%)
Showing 10 of 17

US Market Status

Market Closed — Opens Mon (45h 38m)

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