PIPR PIPER SANDLER COMPANIES

NEUTRAL Impact: 3/10 3/A
Horizon immediate Filed Apr 24, 2026 Processed 1mo ago SEC 0001226967-26-000012
Form 3 amendment
Latest settled — T+20d
PIPR ▼ -6.95% at T+20d
NEUTRAL call ✗ call lost -6.95% · α vs SPY -10.97% · entry $86.79 → $80.76
Next anchor: T+60d in 5w
Currently $79.05 · -8.92% from $86.79 entry
Entry anchored
Apr 24, 10:41 AM ET
via Databento tick
T+1d
+1.44%
call +1.44% · α +1.28%
$88.04
settled 7w ago
T+5d
+0.47%
call +0.47% · α -0.44%
$87.20
settled 6w ago
T+20d
-6.95%
call -6.95% · α -10.97%
$80.76
settled 22d ago
T+60d
call — · α —
in 5w

Price Chart

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Executive Summary

Jean-Paul M. Peltier, Global Co-Head of Investment Banking and Capital Markets at Piper Sandler, filed an amended Form 3/A to correct an administrative oversight by adding 98,232 previously unreported shares to his beneficial ownership. The filing also reflects adjustments for the company’s four-for-one stock split effective March 23, 2026.

Actionable Insight

This filing is administrative and does not signal any change in insider sentiment. Traders should note the corrected ownership baseline for future tracking, but no immediate action is warranted.

Key Facts

  • Amended Form 3 corrects underreporting of 98,232 shares due to an administrative error
  • Filing reflects adjustments for Piper Sandler's four-for-one stock split effective March 23, 2026
  • Reporting person is Jean-Paul M. Peltier, Global Co-Head of IB and Capital Markets
  • No shares were bought or sold in this transaction — this is a disclosure correction

Financial Impact

Correction of 98,232 shares previously omitted; no financial transaction occurred

insider ownership

Risk Factors

  • Administrative errors in initial filings may raise minor governance concerns
  • Potential for misinterpretation as insider activity when none occurred

Market Snapshot

Exchange
NYSE
Sector
Security Brokers, Dealers & Flotation Companies
Analyst Consensus
70% bullish (10 analysts)

Documents Analyzed

This report is based on 3 SEC documents filed with EDGAR.

DocumentAccession Number
3/A Filing (Primary)0001226967-26-000012
Document: 0001226967-26-000012-index.html0001226967-26-000012
Document: 0001226967-26-000012.txt0001226967-26-000012
3 reports for PIPR
Performance horizon
Filters
Rows
Reports for PIPR — sortable, filterable
Type Now
Apr 24, 2026
7w ago
3/A
NEUTRAL ★ 3/10
$86.79 $80.76▼ −6.95%▼ −10.97%$79.05 (−8.92%)
Apr 9, 2026
9w ago
DEFA14A
NEUTRAL ★ 3/10
$83.25 $80.57▼ −3.22%▼ −10.79%$79.05 (−5.05%)
Apr 9, 2026
9w ago
DEFA14A
NEUTRAL ★ 2/10
$83.25 $80.57▼ −3.22%▼ −10.79%$79.05 (−5.05%)
Showing 3 of 3

US Market Status

Market Closed — Opens Mon (49h 9m)

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