RCKTW ROCKET PHARMACEUTICALS, INC.

NEUTRAL Impact: 2/10 144
Horizon immediate Filed May 13, 2026 Processed 27d 10h ago SEC 0001959173-26-003569
Form 144 — notice of proposed sale of securities
Latest settled — T+5d
RCKTW ▲ 0.00% at T+5d
NEUTRAL call ✗ call lost 0.00% · α vs SPY +0.14% · entry $0.0193 → $0.0193
Next anchor: T+20d tomorrow
Currently $0.0193 · +0.00% from $0.0193 entry
Entry anchored
May 13, 02:06 PM ET
via Databento tick
T+1d
0.00%
call 0.00% · α -0.78%
$0.0193
settled 27d ago
T+5d
0.00%
call 0.00% · α +0.14%
$0.0193
settled 21d ago
T+20d
call — · α —
tomorrow
T+60d
call — · α —
in 8w

Price Chart

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Executive Summary

Gaurav Shah, an officer and director of Rocket Pharmaceuticals, filed a Form 144 notice of intent to sell 2,728 shares of common stock, with an approximate market value of $9,836. The shares were acquired on May 11, 2026, through restricted stock vesting as compensation. This is a routine, small-dollar sale by an insider to cover tax obligations from equity vesting, with no material impact on the company's outlook.

Actionable Insight

This is a routine tax-withholding sale by an insider following equity vesting. The dollar amount is negligible relative to market cap. No trading action warranted; monitor for any larger insider sales or changes in beneficial ownership.

Key Facts

  • Insider Gaurav Shah (Officer and Director) filed Form 144 to sell 2,728 shares
  • Estimated sale value: $9,836.08
  • Shares acquired on May 11, 2026 via restricted stock vesting (compensation)
  • Sale is to cover tax obligations from vested equity award distribution
  • Company market cap is approximately $1 million (RCKTW)

Financial Impact

Approximately $9,836 — less than 1% of the company's market cap

dilution

Risk Factors

  • Insider selling pattern could emerge if additional Form 144s are filed
  • Low market cap and limited liquidity may amplify any selling pressure

Market Snapshot

Exchange
Nasdaq
Sector
Pharmaceutical Preparations

Documents Analyzed

This report is based on 3 SEC documents filed with EDGAR.

DocumentAccession Number
144 Filing (Primary)0001959173-26-003569
Document: 0001959173-26-003569-index.html0001959173-26-003569
Document: 0001959173-26-003569.txt0001959173-26-003569
4 reports for RCKTW
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May 13, 2026
27d ago
144
NEUTRAL ★ 2/10
$0.0193 $0.0193· 0.00%▲ +0.14%$0.0193 (+0.00%)
May 7, 2026
4w ago
8-K
MIXED ★ 6/10
$0.0193 $0.0193· 0.00%▼ −1.46%$0.0193 (+0.00%)
May 7, 2026
4w ago
144
NEUTRAL ★ 3/10
$0.0193 $0.0193· 0.00%▼ −1.50%$0.0193 (+0.00%)
Apr 28, 2026
6w ago
8-K
BULLISH ★ 8/10
$0.0193 $0.0193· 0.00%▼ −1.69%$0.0193 (+0.00%)
Showing 4 of 4

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