SNEX CLUSTER SEC Filing Analysis

Latest settled — T+20d ⚠ clustered

SNEX ▲ +30.14% at T+20d

SHORT call ✗ call lost -30.14% · α vs SPY -21.61% · entry $92.90 → $120.90

Next anchor: T+60d in 6w

Last close $112.12 (close May 22) · -20.69% from $92.90 entry (call sign-flipped)

Entry anchored
Apr 9, 03:59 PM ET
via Databento tick

T+1d

+6.96%

call -6.96% · α -5.99%

$99.37

settled 6w ago

T+5d

+14.13%

call -14.13% · α -9.63%

$106.03

settled 5w ago

T+20d

+30.14%

call -30.14% · α -21.61%

$120.90

settled 17d ago

T+60d

—

call — · α —

—

in 6w

Price Chart

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Executive Summary

StoneX Group CEO Philip Smith sold $2.77M in shares and exercised options for 60,000 shares, while Director Annabelle Bexiga sold $153K, contributing to a $2.92M insider sell cluster over 7 days. The majority of the activity is concentrated in the CEO’s open-market sale, representing meaningful dollar volume relative to company size.

Key Financial Metrics

Direction

selling

Total Value

$2.9M

Insiders

2

Actionable Insight

CEO-led selling at scale raises concerns about internal confidence, especially given the size of the transaction relative to recent trading patterns. Traders should monitor for follow-up filings or commentary; the option exercise combined with immediate sale may indicate planned liquidity event rather than outright bearish view, but magnitude demands scrutiny.

Key Facts

CEO Philip Smith sold 30,000 shares at $92.23 for proceeds of $2.77M on April 10, 2026.
Director Annabelle Bexiga sold 1,500 shares at $101.91 for $153K on April 15, 2026.
CEO also exercised two tranches of 30,000 derivative securities each (one for $400K value, one non-cash).
Total insider sell volume over 7 days: $2.92M, with $2.77M from the CEO alone.
Cluster represents 0.0365% of $8.0B market cap, with concentrated C-suite participation.

Financial Impact

$2.92 million in net insider selling over 7 days, primarily driven by CEO disposition

insider sentimentshareholder dilution (from option exercise)market perception

Risk Factors

Perception of insider pessimism, particularly given CEO's central role
Potential for negative market reaction on volume and sentiment grounds

Market Snapshot

Exchange

Nasdaq

Sector

Security & Commodity Brokers, Dealers, Exchanges & Services

Documents Analyzed

This report is based on 1 SEC document filed with EDGAR.

Document	Accession Number
CLUSTER Data (Synthetic)	cluster-SNEX-1776300345738

12 reports for SNEX

T+1T+5T+20T+60

Track record builds as more directional reports settle.

Filters

Reports for SNEX — sortable, filterable
	Type				Now
May 21, 2026 3d ago	Insider Cluster BEARISH ★ 5/10	—	awaiting T+5	—	—
May 19, 2026 4d ago	Insider Cluster NEUTRAL ★ 4/10	—	awaiting T+5	—	—
May 18, 2026 5d ago	Insider Cluster NEUTRAL ★ 3/10	—	awaiting T+5	—	—
May 15, 2026 8d ago	Insider Cluster NEUTRAL ★ 3/10	—	awaiting T+5	—	—
May 5, 2026 19d ago	Insider Cluster NEUTRAL ★ 3/10	$108.06 $116.81	▲ +8.10%	▲ +6.11%	$112.12 (+3.76%)
May 5, 2026 19d ago	Insider Cluster BULLISH ★ 6/10	$108.06 $121.84	▲ +12.75%	▲ +10.77%	$112.12 (+3.76%)
Apr 23, 2026 4w ago	Press Release NEUTRAL ★ 4/10	$104.90 $103.65	▼ −1.19%	▼ −2.67%	$112.12 (+6.88%)
Apr 16, 2026 5w ago	ANALYST-UPGRADE MIXED ★ 4/10	$104.32 $104.90	▲ +0.56%	▼ −0.43%	$112.12 (+7.48%)
Apr 10, 2026 6w ago	Insider Cluster BEARISH ★ 7/10	$92.90 $106.03	▼ −14.13%	▼ −9.63%	$112.12 (−20.69%)
Mar 31, 2026 7w ago	Press Release NEUTRAL ★ 5/10	$80.65 $91.62	▲ +13.60%	▲ +9.66%	$112.12 (+39.02%)

US Market Status

Market Closed — Opens Tue (34h 50m)

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