STEM STEM, INC.

NEUTRAL Impact: 3/10 8-K
Horizon weeks Filed Jun 3, 2026 Processed 11d 12h ago SEC 0001758766-26-000059
8-K context-dependent: Items 5.02
Latest settled — T+1d ⚠ clustered
STEM ▼ -16.03% at T+1d
NEUTRAL call ✗ call lost -16.03% · α vs SPY -13.43% · entry $9.17 → $7.70
Next anchor: T+5d due 5d ago
Last close $7.31 (close Jun 12) · -20.28% from $9.17 entry
Entry anchored
Jun 3, 2026
via day open
T+1d
-16.03%
call -16.03% · α -13.43%
$7.70
settled 11d ago
T+5d
call — · α —
due 5d ago
T+20d
call — · α —
in 17d
T+60d
call — · α —
in 2mo

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Executive Summary

Stem, Inc. held its 2026 Annual Meeting on June 3, 2026, with ~53% of shares represented. Stockholders approved all four proposals, including the re-election of three Class II directors, an advisory vote on executive compensation, ratification of RSM US LLP as auditor, and critically, the amendment and restatement of the 2024 Equity Incentive Plan to increase the share reserve by 425,000 shares and extend the plan term. This is a routine governance filing with no material financial impact — the equity plan increase provides additional compensation runway but represents potential dilution of approximately 0.5% of the current share count at a $90M market cap.

Actionable Insight

Routine annual meeting filing with no trading catalyst. The 425,000-share equity plan increase is standard practice for retention and does not signal imminent issuance. Monitor next quarterly filing for any material changes in operating performance or cash position.

Key Facts

  • Annual meeting held June 3, 2026 with 4,532,097 shares (~53% of outstanding) represented
  • Stockholders approved amendment to 2024 Equity Incentive Plan, increasing authorized shares by 425,000 to a total Share Reserve of 594,941 shares
  • All three Class II director nominees (Ira Birns, Adam E. Daley, Anil Tammineedi) were elected
  • Non-binding advisory vote on named executive officer compensation passed with 1,891,571 votes for
  • Ratification of RSM US LLP as independent auditor for FY2026 passed with 4,330,718 votes for
  • Plan term extended to 10 years from stockholder approval date (June 3, 2026)

Financial Impact

Equity plan increase of 425,000 shares represents potential dilution of ~0.5% of current outstanding shares at a ~$90M market cap; no immediate cash impact

dilution

Risk Factors

  • Potential future dilution from equity awards under the expanded plan
  • Low shareholder turnout (~53%) may indicate limited retail/institutional engagement

Market Snapshot

Exchange
NYSE
Sector
Services-Computer Integrated Systems Design
Analyst Consensus
0% bullish (12 analysts)

Documents Analyzed

This report is based on 5 SEC documents filed with EDGAR.

DocumentAccession Number
8-K Filing (Primary)0001758766-26-000059
Document: stem-20260603.htm0001758766-26-000059
Document: 0001758766-26-000059-index-headers.html0001758766-26-000059
Document: 0001758766-26-000059-index.html0001758766-26-000059
Document: 0001758766-26-000059.txt0001758766-26-000059
6 reports for STEM
Performance horizon

Track record builds as more directional reports settle.

Filters
Rows
Reports for STEM — sortable, filterable
Type Now
Jun 11, 2026
4d ago
EFFECT
NEUTRAL ★ 3/10
$7.38 awaiting T+1awaiting T+1$7.31 (−0.95%)
Jun 3, 2026
11d ago
8-K
NEUTRAL ★ 3/10
$9.17 $7.70▼ −16.03%▼ −13.43%$7.31 (−20.28%)
Jun 2, 2026
12d ago
S-3
NEUTRAL ★ 4/10
$9.04 $9.17▲ +1.44%▲ +1.04%$7.31 (−19.14%)
May 6, 2026
5w ago
8-K
MIXED ★ 5/10
$8.73 $8.73· 0.00%▼ −0.83%$7.31 (−16.27%)
Apr 27, 2026
6w ago
DEFA14A
NEUTRAL ★ 2/10
$11.29 $10.62▼ −5.93%▼ −5.45%$7.31 (−35.25%)
Mar 4, 2026
14w ago
8-K
BULLISH ★ 8/10
$12.18 $12.11▼ −0.57%▲ +0.74%$7.31 (−39.98%)
Showing 6 of 6

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