VLYPN VALLEY NATIONAL BANCORP

NEUTRAL Impact: 4/10 424B5
Horizon weeks Filed May 13, 2026 Processed 27d 10h ago SEC 0001193125-26-221699
Notable filing: 424B5
Latest settled — T+5d
VLYPN ▼ -0.04% at T+5d
NEUTRAL call ✗ call lost -0.04% · α vs SPY +0.68% · entry $25.95 → $25.94
Next anchor: T+20d tomorrow
Last close $25.99 (close Jun 8) · +0.15% from $25.95 entry
Entry anchored
May 13, 2026
via day open
T+1d
0.00%
call 0.00% · α +1.23%
$25.95
settled 27d ago
T+5d
-0.04%
call -0.04% · α +0.68%
$25.94
settled 21d ago
T+20d
call — · α —
tomorrow
T+60d
call — · α —
in 8w

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Executive Summary

Valley National Bancorp is issuing $500 million of 6.219% Fixed-to-Floating Rate Subordinated Notes due 2036. Net proceeds of approximately $495.8 million will be used to redeem its $300 million 3.00% subordinated notes due 2031 and for general corporate purposes. The offering is a debt refinancing that extends the maturity profile and improves Tier 2 capital ratios, but increases total long-term debt and interest expense.

Actionable Insight

Monitor the redemption of the 3.00% subordinated notes due 2031, which will be a liability management event. The new notes carry a higher coupon (6.219% vs. 3.00%), increasing annual interest expense by ~$12 million net. The improved total risk-based capital ratio (14.05% pro forma) is modestly positive for credit quality, but the lack of a public market for the Notes limits liquidity for holders.

Key Facts

  • $500,000,000 aggregate principal amount of 6.219% Fixed-to-Floating Rate Subordinated Notes due June 1, 2036
  • Net proceeds to issuer: approximately $495.8 million after underwriting discounts of $4.25 million and estimated expenses of $1.7 million
  • Proceeds will be used to redeem $300 million of existing 3.00% subordinated notes due 2031 and for general corporate purposes
  • Notes bear fixed 6.219% interest through June 1, 2031, then float at Three-Month Term SOFR + 243 bps
  • Total risk-based capital ratio improves from 13.66% to 14.05% on a pro forma basis
  • Long-term borrowings increase from $2.56 billion to $2.76 billion as adjusted
  • No public trading market for the Notes; not listed on any exchange

Financial Impact

$500 million debt issuance with $300 million used to refinance existing subordinated notes; net new debt of approximately $200 million. Annual interest expense increases by approximately $21.1 million on the new notes vs. $9.0 million on the retired notes (based on stated rates).

long-term debtinterest expensetotal risk-based capital ratiotier 2 capital

Risk Factors

  • Higher interest expense from the 6.219% coupon vs. the 3.00% notes being redeemed
  • No public trading market for the Notes, limiting liquidity
  • Subordinated structure means holders rank behind senior debt and depositors in bankruptcy
  • Floating rate period after 2031 introduces SOFR benchmark risk and potential interest rate volatility

Market Snapshot

Exchange
Nasdaq
Sector
National Commercial Banks
Analyst Consensus
84% bullish (19 analysts)

Documents Analyzed

This report is based on 5 SEC documents filed with EDGAR.

DocumentAccession Number
424B5 Filing (Primary)0001193125-26-221699
Document: d145206dexfilingfees.htm0001193125-26-221699
Document: 0001193125-26-221699-index-headers.html0001193125-26-221699
Document: 0001193125-26-221699-index.html0001193125-26-221699
Document: 0001193125-26-221699.txt0001193125-26-221699
4 reports for VLYPN
Performance horizon

Track record builds as more directional reports settle.

Filters
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Reports for VLYPN — sortable, filterable
Type Now
May 13, 2026
27d ago
424B5
NEUTRAL ★ 4/10
$25.95 $25.94▼ −0.04%▲ +0.68%$25.99 (+0.15%)
May 11, 2026
29d ago
424B5
NEUTRAL ★ 3/10
$26.00 $25.94▼ −0.23%▼ −0.15%$25.99 (−0.04%)
Apr 23, 2026
6w ago
8-K
BEARISH ★ 6/10
$26.34 $26.12▲ +0.84%▲ +2.31%$25.99 (+1.33%)
Apr 3, 2026
9w ago
DEFA14A
NEUTRAL ★ 2/10
$25.50 $25.65▲ +0.59%▼ −3.55%$25.99 (+1.92%)
Showing 4 of 4

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