HFRO

HIGHLAND OPPORTUNITIES & INCOME FUND

NYSE · CIK 0001710680
$7.10 +1.00%
Vol
Inst. Holders16 funds
Inst. Value$64.0M
Inst. Activity1 buys / 1 sells
Insider Activity13B / 0S
Insider Net $$2.8M
SEC Reports1
Exchange NYSE·CIK 0001710680·Prev Close $7.03

Recent Activity

Jun 9, 2026 Insider
Saba Capital Management, L.P. bought 123,589 shares
10%+ Owner @ $6.88 ($850.3K)
Jun 5, 2026 Insider
Saba Capital Management, L.P. bought 6,759 shares
10%+ Owner @ $6.69 ($45.2K)
Jun 4, 2026 Insider
Saba Capital Management, L.P. bought 18,017 shares
10%+ Owner @ $6.73 ($121.3K)
May 19, 2026 SEC
Saba Capital Management, L.P. filed an initial statement of beneficial ownership (Form 3) for 5,558,210 shares of Highla
3 — Impact 5/10
Inst.
Marex Group plc — TRIM
205,000 shares ($1.2M)
Inst.
Rockefeller Capital Management L.P. — ADD
8,898 shares ($50.8K)

Latest Reports

NEUTRAL 3 5/10
Saba Capital Management, L.P. filed an initial statement of beneficial ownership (Form 3) for 5,558,210 shares of Highla
May 19, 2026

Top Institutional Holders

FundValueMove
RAYMOND JAMES FINANCIAL INC$22.4M—
MORGAN STANLEY$14.5M—
ENVESTNET ASSET MANAGEMENT INC$12.3M—
Invesco Ltd.$8.0M—
ROYAL BANK OF CANADA$3.6MTRIM

Recent Insider Trades

DateInsiderTypeValue
Jun 9, 2026Saba CapitalBUY$850.3K
Jun 5, 2026Saba CapitalBUY$45.2K
Jun 4, 2026Saba CapitalBUY$121.3K
Jun 3, 2026Saba CapitalBUY$189.4K
Jun 2, 2026Saba CapitalBUY$525.7K
16 institutional holders with $64.0M total value (11,203,985 shares) as of 2026-Q1. Top holders: RAYMOND, MORGAN, ENVESTNET.

Top Institutional Holders — 2026-Q1

#FundSharesValue% of TrackedLast Move
1RAYMOND JAMES FINANCIAL INC3,920,979$22.4M35.0%—
2MORGAN STANLEY2,544,393$14.5M22.7%—
3ENVESTNET ASSET MANAGEMENT INC2,147,339$12.3M19.2%—
4Invesco Ltd.1,408,806$8.0M12.6%—
5ROYAL BANK OF CANADA631,212$3.6M5.6%TRIM -30.0%
6Marex Group plc205,000$1.2M1.8%TRIM -28.1%
7HighTower Advisors, LLC114,025$651.1K1.0%—
8Baird Financial Group, Inc.113,704$649.3K1.0%—
9SUSQUEHANNA INTERNATIONAL GROUP, LLP37,259$212.7K0.3%—
10Mariner, LLC30,252$172.7K0.3%ADD +31.7%
11CITADEL ADVISORS LLC15,564$88.9K0.1%—
12COMMONWEALTH EQUITY SERVICES, LLC12,526$71.5K0.1%NEAR_EXIT -97.7%
13Rockefeller Capital Management L.P.8,898$50.8K0.1%ADD +71.8%
14WELLS FARGO & COMPANY/MN7,849$44.8K0.1%NEAR_EXIT -99.6%
15FIFTH THIRD BANCORP6,156$35.2K0.1%—
16FMR LLC23$131.000.0%—

Recent Position Changes

FundActionPrev SharesCurr SharesChange %ValueQuarter
Marex Group plcTRIM285,112205,000-28.1%$1.2M2026-Q1
Rockefeller Capital Management L.P.ADD5,1788,898+71.8%$50.8K2026-Q1
Marex Group plcDOUBLED77,571285,112+267.5%$1.7M2025-Q4
COMMONWEALTH EQUITY SERVICES, LLCNEAR_EXIT595,96913,550-97.7%$81.0K2025-Q4
Rockefeller Capital Management L.P.TRIM12,7705,178-59.5%$31.0K2025-Q4
WELLS FARGO & COMPANY/MNNEAR_EXIT4492-99.6%$10.002025-Q4
UBS Group AGNEAR_EXIT129,36332,256-75.1%$204.8K2025-Q3
COMMONWEALTH EQUITY SERVICES, LLCADD339,048595,969+75.8%$3.8K2025-Q3
WELLS FARGO & COMPANY/MNNEAR_EXIT6,497449-93.1%$2.9K2025-Q3
HRT FINANCIAL LPDOUBLED11,68038,356+228.4%$243.002025-Q3
CWM, LLCDOUBLED993,747+3684.8%$24.002025-Q3
ROYAL BANK OF CANADATRIM1,436,3801,006,006-30.0%$5.2M2025-Q2
UBS Group AGDOUBLED32,119129,363+302.8%$672.7K2025-Q2
Mariner, LLCADD30,04239,556+31.7%$205.7K2025-Q2
WELLS FARGO & COMPANY/MNDOUBLED16,497+649600.0%$33.8K2025-Q2
ROYAL BANK OF CANADATRIM2,156,5381,436,380-33.4%$7.5M2025-Q1
Marex Group plcNEAR_EXIT256,97351,480-80.0%$267.7K2025-Q1
UBS Group AGTRIM77,86032,119-58.7%$167.0K2025-Q1
BANK OF AMERICA CORP /DE/NEAR_EXIT19,2451,054-94.5%$5.5K2025-Q1
WELLS FARGO & COMPANY/MNNEAR_EXIT101-90.0%$7.002025-Q1
Marex Group plcDOUBLED10,113256,973+2441.0%$1.3M2024-Q4
UBS Group AGDOUBLED31,31277,860+148.7%$404.1K2024-Q4
Private Advisor Group, LLCADD19,35225,193+30.2%$130.7K2024-Q4
WELLS FARGO & COMPANY/MNNEAR_EXIT3,97910-99.7%$54.002024-Q4
1 unique insiders with 13 transactions. Net insider value: $2.8M ($2.8M bought, $0.00 sold).

Insider Transactions

DateInsiderTitleTypeSharesPriceValue
Jun 9, 2026Saba Capital Management, L.P.10%+ OwnerBUY123,589$6.88$850.3K
Jun 5, 2026Saba Capital Management, L.P.10%+ OwnerBUY6,759$6.69$45.2K
Jun 4, 2026Saba Capital Management, L.P.10%+ OwnerBUY18,017$6.73$121.3K
Jun 3, 2026Saba Capital Management, L.P.10%+ OwnerBUY28,440$6.66$189.4K
Jun 2, 2026Saba Capital Management, L.P.10%+ OwnerBUY78,346$6.71$525.7K
Jun 1, 2026Saba Capital Management, L.P.10%+ OwnerBUY5,520$6.55$36.2K
May 29, 2026Saba Capital Management, L.P.10%+ OwnerBUY31,928$6.55$209.1K
May 28, 2026Saba Capital Management, L.P.10%+ OwnerBUY9,971$6.50$64.8K
May 26, 2026Saba Capital Management, L.P.10%+ OwnerBUY15,858$6.27$99.4K
May 21, 2026Saba Capital Management, L.P.10%+ OwnerBUY20,490$6.25$128.1K
May 20, 2026Saba Capital Management, L.P.10%+ OwnerBUY40,591$6.23$252.9K
May 19, 2026Saba Capital Management, L.P.10%+ OwnerBUY22,385$6.18$138.3K
May 18, 2026Saba Capital Management, L.P.10%+ OwnerBUY16,100$6.18$99.5K
1 SEC filing reports analyzed. Sentiment: 0 bullish, 0 bearish, 0 mixed, 1 neutral. Avg impact: 5.0/10.
NEUTRAL 3 5/10
Saba Capital Management, L.P. filed an initial statement of beneficial ownership (Form 3) for 5,558,
May 19, 2026
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No press releases analyzed yet. Press releases are collected from GlobeNewsWire and analyzed by the LLM pipeline.

Earnings Estimates & Revisions

PeriodEPS AvgEPS LowEPS HighEPS Growth30d Rev.Up/DownRev. AvgRev. GrowthAnalysts
Current Q
 $0.00 $0.00 $0.00 — — — $0.0B — —
Next Q
 $0.00 $0.00 $0.00 — — — $0.0B — —
Current FY
 $0.00 $0.00 $0.00 — — — $0.0B — —
Next FY
 $0.00 $0.00 $0.00 — — — $0.0B — —
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No congressional trading data available for this ticker. Data is sourced from Senate and House financial disclosure filings.

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No Reddit sentiment data available yet. Sentiment is analyzed from Reddit investment communities on a rolling basis.

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No events recorded for this ticker. Events include FDA actions, clinical trials, enforcement actions, and market-moving developments.