SW
SWZ
Total Return Securities Fund
$5.89
+0.51%
No data for this timeframe.
Vol
Inst. Holders3 funds
Inst. Value$346.0K
Inst. Activity0 buys / 1 sells
Insider Activity35B / 0S
Insider Net $$908.9K
SEC Reports8
Recent Activity
May 29, 2026
Insider
SELL MORITZ A bought 1,000 shares
Director @ $6.01 ($6.0K)
May 28, 2026
Insider
Dakos Andrew bought 100 shares
President and CEO @ $5.98 ($598.00)
May 27, 2026
Insider
Dakos Andrew bought 4,500 shares
President and CEO @ $5.97 ($26.9K)
Apr 27, 2026
SEC
Two SWZ insiders, including the President/CEO, purchased a total of $24K in open-market shares over the past week, exten
CLUSTER — Impact 3/10
Mar 27, 2026
routine
Total Return Securities Fund Announces Annual Meeting
<p align="justify">NEW YORK, March 27, 2026 (GLOBE NEWSWIRE) -- Total Return Securities Fund (the
Mar 26, 2026
SEC
Total Return Securities Fund CEO Andrew Dakos purchased 5,000 shares in the open market for $29,800, signaling personal
CLUSTER — Impact 5/10
Mar 19, 2026
SEC
Phillip Goldstein, Secretary of Total Return Securities Fund, purchased 10,000 shares in the open market for $59,800. Th
CLUSTER — Impact 4/10
Inst.
BANK OF AMERICA CORP — TRIM
2,790 shares ($17.4K)
Latest Reports
NEUTRAL
CLUSTER
3/10
Two SWZ insiders, including the President/CEO, purchased a total of $24K in open-market shares over the past week, exten
Apr 27, 2026
BULLISH
CLUSTER
5/10
Total Return Securities Fund CEO Andrew Dakos purchased 5,000 shares in the open market for $29,800, signaling personal
Mar 26, 2026
Top Institutional Holders
| Fund | Value | Move |
|---|---|---|
| MORGAN STANLEY | $262.9K | TRIM |
| WELLS FARGO & COMPANY/MN | $65.7K | — |
| BANK OF AMERICA CORP | $17.4K | TRIM |
Recent Insider Trades
| Date | Insider | Type | Value |
|---|---|---|---|
| May 29, 2026 | SELL MORITZ | BUY | $6.0K |
| May 28, 2026 | Dakos Andrew | BUY | $598.00 |
| May 27, 2026 | Dakos Andrew | BUY | $26.9K |
| May 20, 2026 | Dakos Andrew | BUY | $17.8K |
| May 19, 2026 | Dakos Andrew | BUY | $77.35 |
3 institutional holders with $346.0K total value (55,627 shares) as of 2025-Q4. Top holders: MORGAN, WELLS, BANK. Net selling activity: 1 institutions trimmed/exited vs 0 added.
Top Institutional Holders — 2025-Q4
| # | Fund | Shares | Value | % of Tracked | Last Move |
|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 42,272 | $262.9K | 76.0% | TRIM -38.3% |
| 2 | WELLS FARGO & COMPANY/MN | 10,565 | $65.7K | 19.0% | — |
| 3 | BANK OF AMERICA CORP /DE/ | 2,790 | $17.4K | 5.0% | TRIM -48.2% |
Recent Position Changes
| Fund | Action | Prev Shares | Curr Shares | Change % | Value | Quarter |
|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | TRIM | 5,382 | 2,790 | -48.2% | $17.4K | 2025-Q4 |
| BANK OF AMERICA CORP /DE/ | TRIM | 14,925 | 5,382 | -63.9% | $32.7K | 2025-Q3 |
| UBS Group AG | TRIM | 44,587 | 16,496 | -63.0% | $104.6K | 2025-Q2 |
| MORGAN STANLEY | TRIM | 98,061 | 60,460 | -38.3% | $557.4K | 2025-Q1 |
3 unique insiders with 35 transactions. Net insider value: $908.9K ($908.9K bought, $0.00 sold).
Insider Transactions
| Date | Insider | Title | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| May 29, 2026 | SELL MORITZ A | Director | BUY | 1,000 | $6.01 | $6.0K |
| May 28, 2026 | Dakos Andrew | President and CEO | BUY | 100 | $5.98 | $598.00 |
| May 27, 2026 | Dakos Andrew | President and CEO | BUY | 4,500 | $5.97 | $26.9K |
| May 20, 2026 | Dakos Andrew | President and CEO | BUY | 2,987 | $5.96 | $17.8K |
| May 19, 2026 | Dakos Andrew | President and CEO | BUY | 13 | $5.95 | $77.35 |
| May 18, 2026 | Dakos Andrew | President and CEO | BUY | 4,000 | $5.95 | $23.8K |
| Apr 24, 2026 | SELL MORITZ A | Director | BUY | 1,002 | $6.07 | $6.1K |
| Apr 17, 2026 | Dakos Andrew | President and CEO | BUY | 3,000 | $6.09 | $18.3K |
| Apr 16, 2026 | Dakos Andrew | President and CEO | BUY | 4,718 | $6.06 | $28.6K |
| Apr 8, 2026 | Dakos Andrew | President and CEO | BUY | 4,000 | $5.98 | $23.9K |
| Apr 7, 2026 | Dakos Andrew | President and CEO | BUY | 2,000 | $5.95 | $11.9K |
| Apr 6, 2026 | Dakos Andrew | President and CEO | BUY | 100 | $5.95 | $595.00 |
| Apr 2, 2026 | Dakos Andrew | President and CEO | BUY | 4,863 | $5.93 | $28.8K |
| Mar 30, 2026 | Dakos Andrew | President and CEO | BUY | 5,300 | $5.91 | $31.3K |
| Mar 27, 2026 | Dakos Andrew | President and CEO | BUY | 5,900 | $5.92 | $34.9K |
| Mar 24, 2026 | Dakos Andrew | President and CEO | BUY | 5,000 | $5.96 | $29.8K |
| Mar 18, 2026 | GOLDSTEIN PHILLIP | Secretary | BUY | 10,000 | $5.98 | $59.8K |
| Mar 12, 2026 | Dakos Andrew | President and CEO | BUY | 3,324 | $6.00 | $19.9K |
| Mar 11, 2026 | Dakos Andrew | President and CEO | BUY | 1,700 | $6.00 | $10.2K |
| Mar 6, 2026 | Dakos Andrew | President and CEO | BUY | 12,500 | $5.97 | $74.6K |
| Mar 5, 2026 | GOLDSTEIN PHILLIP | Secretary | BUY | 10,000 | $5.99 | $59.9K |
| Mar 5, 2026 | Dakos Andrew | President and CEO | BUY | 12,000 | $6.01 | $72.1K |
| Mar 3, 2026 | GOLDSTEIN PHILLIP | Secretary | BUY | 5,000 | $6.01 | $30.1K |
| Mar 2, 2026 | Dakos Andrew | President and CEO | BUY | 5,000 | $6.15 | $30.8K |
| Feb 27, 2026 | Dakos Andrew | President and CEO | BUY | 2,000 | $6.20 | $12.4K |
| Feb 27, 2026 | GOLDSTEIN PHILLIP | Secretary | L | 68 | $6.16 | $418.88 |
| Feb 26, 2026 | GOLDSTEIN PHILLIP | Secretary | L | 256 | $6.16 | $1.6K |
| Feb 26, 2026 | Dakos Andrew | President and CEO | BUY | 5,000 | $6.17 | $30.9K |
| Feb 23, 2026 | GOLDSTEIN PHILLIP | Director | BUY | 5,000 | $6.13 | $30.6K |
| Feb 20, 2026 | Dakos Andrew | President and CEO | BUY | 183 | $6.14 | $1.1K |
| Feb 19, 2026 | Dakos Andrew | President and CEO | BUY | 119 | $6.11 | $727.09 |
| Feb 6, 2026 | GOLDSTEIN PHILLIP | Director | BUY | 10,000 | $6.07 | $60.7K |
| Feb 4, 2026 | Dakos Andrew | President and CEO | BUY | 2,000 | $6.04 | $12.1K |
| Feb 3, 2026 | SELL MORITZ A | Director | BUY | 1,000 | $5.96 | $6.0K |
| Feb 3, 2026 | Dakos Andrew | President and CEO | BUY | 7,000 | $5.97 | $41.8K |
| Feb 2, 2026 | SELL MORITZ A | Director | BUY | 1,120 | $5.98 | $6.7K |
| Jan 30, 2026 | GOLDSTEIN PHILLIP | Director | BUY | 10,000 | $5.92 | $59.2K |
8 SEC filing reports analyzed. Sentiment: 6 bullish, 0 bearish, 0 mixed, 2 neutral. Avg impact: 5.3/10.
NEUTRAL
CLUSTER
3/10
Two SWZ insiders, including the President/CEO, purchased a total of $24K in open-market shares over
Apr 27, 2026
BULLISH
CLUSTER
5/10
Total Return Securities Fund CEO Andrew Dakos purchased 5,000 shares in the open market for $29,800,
Mar 26, 2026
NEUTRAL
CLUSTER
4/10
Phillip Goldstein, Secretary of Total Return Securities Fund, purchased 10,000 shares in the open ma
Mar 19, 2026
BULLISH
CLUSTER
6/10
Total Return Securities Fund CEO Andrew Dakos purchased 5,024 shares in open-market transactions ove
Mar 13, 2026
BULLISH
CLUSTER
7/10
The CEO and Secretary of Total Return Securities Fund (SWZ) made multiple open-market purchases tota
Mar 9, 2026
BULLISH
CLUSTER
6/10
Multiple executives at Total Return Securities Fund, including CEO Andrew Dakos and Secretary Philli
Mar 5, 2026
BULLISH
CLUSTER
6/10
Total Return Securities Fund CEO Andrew Dakos purchased 12,000 shares in open-market transactions ov
Mar 4, 2026
BULLISH
CLUSTER
5/10
Total Return Securities Fund CEO Andrew Dakos purchased 7,000 shares in two open-market transactions
Mar 2, 2026
No press releases analyzed yet. Press releases are collected from GlobeNewsWire and analyzed by the LLM pipeline.
No analyst rating data available yet. Consensus ratings and individual firm actions are collected periodically from financial data providers.
No congressional trading data available for this ticker. Data is sourced from Senate and House financial disclosure filings.
No Reddit sentiment data available yet. Sentiment is analyzed from Reddit investment communities on a rolling basis.
Mar 27, 2026
routine
Total Return Securities Fund Announces Annual Meeting
<p align="justify">NEW YORK, March 27, 2026 (GLOBE NEWSWIRE) -- Total Return Securities Fund (the “Fund”) (NYSE: SWZ) announced today that its 2026